|
Practice Areas
Corporate/Securities
The firm's corporate/securities practice is focused on representing entrepreneurs
and companies in emerging growth industries. Our practice supports the
changing needs of our clients, with expertise in corporate and securities
law, mergers and acquisitions, business organization, and debt or equity
financing.
Public Offerings
We have assisted numerous clients in the structuring and preparation of
public offerings, including traditional IPOs, reverse merger transactions
and a variety of other hybrid offerings. In connection with these public
offerings we offer the following services:
- Internal Corporate
Organization - As the public offering approaches, we help companies
begin to focus on technical issues such as auditing the corporate
records to ensure compliance with all applicable laws (corporate,
securities, regulation industry and the like). We also counsel
companies in simplifying their capital and corporate structure so
investors see the potential benefits of an investment in the company's
stock. We aid companies in adopting and implementing stock option
plans in order to allow employees to benefit from any increased value
in the company's stock.
- Preparation of
Offering Documents - We have assisted numerous clients become
publically reporting through the preparation and filing of a variety
of registration statements with the SEC.
- Over the years, we
have developed a network of professionals whose services we are able
to recommend to our clients, including auditors, market makers, and
edgar printers, to name a few.
SEC Filings
We regularly assist our public clients in meeting their ongoing filing
requirements with the SEC, including the filing of:
- Annual reports
- Quarterly reports
- Reports on Form 8-K
- Proxy filings and
Information Statement filings
- Section 16 filings (these
are the required filings that must be made by all officers, directors,
and greater than 5% shareholders).
Private Offerings
We have assisted numerous established as well as start-up corporations in
raising capital. In connection with these private offerings we offer the
following services:
- Preparation of
offering documents - We regularly prepare all the required offering
documents required for private offerings.
- Federal and state
filings - We aid our clients in navigating and complying with all federal
and state "Blue Sky" securities laws, including preparing
all required filings.
- Introduction to
various potential financing sources.
Mergers and Acquisitions
Our firm has significant experience in business combinations, and can
assist you in a transaction from start to finish, including:
- An analysis of which
combination best suits your needs.
- Letters of intent.
- Confidentiality
agreements.
- Due diligence
investigations.
- Preparation and
negotiation of Acquisition and Disposition Agreements.
Contracts and Agreements
- Employment
Agreements
- Confidentiality
Agreements
- Warrant Agreements
- Lockup Agreements
- Voting Agreements
- License Agreements
- Settlement
Agreements
Corporate
- Incorporations
- Bylaws
- Minutes
SEC Investigations and Enforcement
Representing issuers and individuals in their document production and
testimony to the SEC.
Mediation
and Alternative Dispute Resolution (Click
to See Mediation Page)
|
|
